COM-Central Compliance
- Location Mumbai, IN
- Experience 7-12 yrs
- Job type Full-time
- Posted 6 Oct 2026
- Qualification Master's / Bachelor's
You will be taken to Nomura India’s own careers page to apply. Job ID 1421824900.
Job description
Division Overview
Powai L&C in NSIPL broadly covers the areas of Legal and Compliance is responsible for building a robust risk and control framework in Nomura. Powai Legal comprises of the Corporate Legal and Transaction Legal functions, which provide advice and support on corporate, employment and transactional matters. The Offshore Legal team supports global teams on corporate and secretarial matters, Global Markets, and Masters documentation related requirements. Powai Compliance comprises of functions such as Central Compliance, Control Room & Disclosure, Trade and Communication Surveillance, Core Compliance & Compliance Testing, and Financial Crime Compliance. The teams provide advisory and operations support to global Compliance teams driven by global / regional policies and regulatory expectations.
Business Overview
Powai FCC Testing is part of the Core Compliance & Compliance Testing team. Powai FCC Testing works closely with the regional FCC team in Asia-ex Japan (AEJ) to execute risk-based testing/assurance work linked to FCC-related risks and controls, based on Nomura Global Minimum Standards on Compliance Testing.
Role & Responsibilities
The position reports directly to the Head of Powai Core Compliance & Compliance Testing, based in Powai, with a matrix reporting line to the Head of Governance & Planning, AEJ FCC based in Singapore.